Regulatory Disclosures | AG Investment Advisors
SEBI Registration Details
Name: Akhilesh V Gokaraju
SEBI Registration No.: INA000020299
Type of Registration: Individual
Date of Registration: June 04, 2025
Registered Office:
502 Jyothi Nest,
7-1-644/48, Sunder Nagar Colony,
Erragadda, Hyderabad – 500038, India
Contact: +91 9866677897
Registration granted by SEBI, certification from NISM in no way guarantees performance or returns.
Investor Complaints Disclosure
See the Monthly Complaints Disposal Trend on our homepage, updated within 7 days of month-end.
Escalation Matrix
| Level | Contact Person | Designation | Contact Details | Response Timeline |
|---|---|---|---|---|
| 1 | Akhilesh V Gokaraju | Grievance / Contact Person | akhilesh@aginvestmentadvisors.com | +91 9866677897 | Within 7 working days |
| 2 | Akhilesh V Gokaraju | Principal Officer / Compliance Officer | akhilesh@aginvestmentadvisors.com | +91 9866677897 | Within 15 working days (if unresolved at Level 1) |
| 3 | NA | CEO (Not Applicable — Individual RIA) | NA | NA |
| 4 | SEBI SCORES Platform — https://scores.sebi.gov.in (if unresolved at Level 1/2, within 21 days as per SCORES timelines) | |||
| 5 | ODR Portal — https://smartodr.in/login (if unresolved through SCORES) | |||
Online Dispute Resolution (ODR)
If your grievance remains unresolved through the channels above, you may escalate it through the SEBI ODR Portal.
Lodge a Complaint
Investor Charter
View Investor Charter (SEBI Official)
SEBI SCORES Platform
Annual Complaints Data
| Financial Year | Carried Forward | Received | Resolved | Pending |
|---|---|---|---|---|
| FY 2023–24 | NA | NA | NA | NA |
| FY 2024–25 | NA | NA | NA | NA |
| FY 2025–26 | 0 | 0 | 0 | 0 |
FY 2023–24 and FY 2024–25 marked NA as the RIA registration (INA000020299) was granted on June 4, 2025.
Conflict of Interest Disclosure
AG Investment Advisors maintains complete independence from product manufacturers, distributors, and brokers.
We do not receive any third-party commissions, incentives, or referral fees. All advice is unbiased and client-centric.
Compliance Audit Status
| Financial Year | Audit Conducted | Adverse Findings |
|---|---|---|
| FY 2023–24 | NA — not registered as RIA | NA |
| FY 2024–25 | NA — not registered as RIA | NA |
| FY 2025–26 | In Review | None till now |
As per Regulation 19(3) of SEBI (Investment Advisers) Regulations, 2013. Audit history begins from FY 2025–26, the year of SEBI registration.
Complaints Redressal Policy
AG Investment Advisors is committed to addressing client grievances promptly and fairly. Clients may raise a complaint through any of the following channels, in order of escalation:
- Direct contact: Email akhilesh@aginvestmentadvisors.com or call +91 9866677897. We aim to resolve complaints within 7 working days.
- SEBI SCORES Platform: If unresolved, complaints may be lodged at https://scores.sebi.gov.in.
- Mobile Application: Not applicable — AG Investment Advisors does not currently operate a mobile application.
- Online Dispute Resolution (ODR): If the grievance remains unresolved through SCORES, clients may approach the ODR Portal at https://smartodr.in/login.
This policy is reviewed periodically to remain aligned with SEBI's applicable circulars and regulations.
Terms & Conditions / Disclaimer
- Investment advice is tailored to your financial goals and risk profile.
- Past performance is not indicative of future results.
- No guaranteed returns are offered.
- Clients are advised to read all documents carefully before investing.
Our Commitment
We are here to empower you with transparent, culturally attuned, and technically sound financial guidance. Every recommendation is made with your long-term interest at heart.